Capital Markets/Fintech/Securities Associate Attorney

Profile

Job Overview:

A law firm in Palo Alto, CA, seeks a highly skilled Capital Markets/Fintech/Securities Associate Attorney with 3-5 years of experience. The ideal candidate will have a robust understanding of U.S. securities laws, hands-on experience with equity and debt capital markets transactions, and a strong interest in cutting-edge FinTech work. This role demands a candidate with a strong achievement drive, exceptional academic credentials, and superior client management skills.

Duties:

• Advise clients on public and private company equity and debt capital markets transactions.
• Counsel public and private companies on SEC reporting, financings, and general corporate matters.
• Guide regulatory compliance and corporate governance.
• Handle complex transactions and regulatory issues related to capital markets.
• Engage with clients on FinTech-related legal matters and emerging technologies.
• Develop and implement strategic legal solutions for clients in the FinTech sector.
• Manage multiple client matters efficiently while maintaining high-quality standards.
• Stay updated on industry trends, regulatory changes, and best practices in capital markets and FinTech.

Requirements:

• 3-5 years of relevant experience in capital markets, securities law, or FinTech.
• Familiarity with U.S. securities laws and regulations.
• Proven experience advising on equity and debt capital markets transactions.
• Experience with SEC reporting and general corporate matters.
• Strong interest and experience in FinTech-related legal issues.
• Demonstrated achievement drive and high performance in prior roles.
• Exceptional client management skills and ability to develop strong client relationships.

Education:

• Juris Doctorate (JD) from an accredited law school.

Certifications:

• Licensed to practice law in California.

Skills:

• In-depth knowledge of U.S. securities laws and capital markets regulations.
• Expertise in advising on equity and debt transactions and SEC reporting.
• Strong analytical and problem-solving skills.
• Excellent written and verbal communication skills.
• Ability to manage complex transactions and regulatory matters effectively.
• Proven track record of working with clients in the FinTech sector.
• Strong academic credentials and a demonstrated commitment to legal excellence.

Preferred:

• Relevant experience from an AmLaw 50 firm.

Company info

BCG Attorney Search
228 Hamilton Ave, 3rd Floor
Palo Alto
California
United States 94301
Phone : (650) 752-1500
Fax : (213) 895-7306